Corporate Finance
Professor Paola Sapienza
Finance II (D41) - Spring 1998-99
Sections 71-72: M-T 18:15 to 21:00, Wieboldt 309
 
Announcements
Introduction
Course Description
Class material
Additional links

Announcements

Student Lists

To assist in forming groups, the following links are to Microsoft Word documents containing list of enrolled students as of the end of Winter Quarter along with their email addresses.
 


 Introduction

This page is for Professor Sapienza's Corporate Finance Course (Fin D41). It will supplement the material in the packet. It will also contain materials which were not available when the packet was copied. You should check this page occasionally. I will announce major changes and additions in class and via email.  Many of the files accessible through this page are stored in Adobe Acrobat format. Click here for instructions on downloading the Adobe Acrobat reader.


Course Description and Prerequisites

Finance II is the second course in the finance sequence. Prior to taking this course you should have mastered the material in Finance I (Fin D30). By now you should understand the Capital Asset Pricing Model (CAPM), portfolio theory, and the basics of capital budgeting. Finance II will expand your knowledge of capital budgeting, will include an introduction to options, and will cover dividend policy and capital structure.

The material from Finance I is obviously a prerequisite for this course. Students with previous academic experience in Finance may choose to waive out of Finance I. The following link describes in detail waiver instructions. In addition you should have mastered the material from Financial Accounting (Accounting D30), Microeconomics (Microeconomics D30), Statistics (Decision Science D34, D37, or equivalent). You should read the first class assignment prior to coming to the first class.


Class material


The course syllabus, the lecture notes, the homework assignments, the case assignments and the past exams are in your course packet. Alternatively, you can download them from this web page. Cases and course readings will only be in your course packet.
[Course Syllabus] [Homework] [Homework 3] [Case Assignments] [Exams]

Please, check the Calendar often for class schedule, due dates and material for each class. In addition, the Discussion Group will be used for communicating information among the students in the class. If you have questions which may be of general interest, I would  appreciate you posting them to this discussion group. If you want to comment on, answer, correct, or expand upon a posting to this discussion group, please feel free. The more people who read and post to the discussion group, the more you will get out of it. I will monitor the discussion group. If you send me a question, which I feel would be of broad interest, I will post it.

Finally, the next two links describe in detail the codes of etiquette and honor that all participants in D41 are expected to follow. More on how these agreements apply to D41 will be discussed on the first day of class

Classroom etiquette
Honor code


Additional links


These are links to various parts of the Web, which you may find interesting.

     Bloomberg Financial Information. Bloomberg provides current information on equity, bond, and foreign exchange
     markets.
     The Economist. A non-academic publication with an excellent understanding of modern finance.
     Federal Reserve Economic Data (FRED). FRED provides historical U.S. economic and financial data, including daily
     U.S. interest rates, monetary and business indicators, exchange rates, and regional economic data
     IPO.com. Is this the future of raising equity capital. This site gives investors news and information on current initial public offering (IPOs). This is the first time a firm issues equity to the public.
     JP Morgan & Company JP Morgan has been very involved in risk management techniques. Their RiskMetrics is an
     approach to measuring a firm's or portfolio's 'value at risk. This site also has a wide selection of market data.
     Securities and Exchange Commission. This is the Federal agency which regulates securities issues and many (but not all)  of the financial markets in the U.S. This link will lead you to the SEC's EDGAR database. This database contains many of the documents filed with the SEC. The SEC also posts a description of the forms it requires firms to file.
     Finance from the WWW Virtual Library. This is a collection of web links for finance. It has groups of links for finance
     researcher, finance educators, finance students, and finance practitioners. It probably isn't exhaustive, but it is large.
 
Top of the page
Finance Department
Kellogg
Northwestern University

 
If you have questions about this web page, send them to Paola-Sapienza@northwestern.edu

Last Revised: May 27, 1999